James Farley

James began his financial services career in 2001, and initially began working for LPL Financial services as part of Jeni's team in 2002. He is responsible for ensuring day-to-day operations run smoothly and he takes pride in keeping the office in compliance and preparing the office for audits.

He values clear communication, attention to detail, and making sure clients and colleagues are receiving the care that they deserve. His work helps create a cohesive experience for clients and colleagues, allowing the advisory team to focus on delivering guidance to clients while keeping a constant eye on due diligence and compliance.

James has a bachelors degree in finance, and currently holds FINRA Series 6 (Investment Company and Variable Products Representative) and FINRA Series 63 (Uniform Securities Agent State Law) licenses with LPL Financial. He is a life-long resident of Southern California, having been born in Los Angeles and currently living in Anaheim. In his time away from the office, he enjoys spending time with his wife, tending to their garden, and traveling.